Financial AML
Money Laundering and Terrorist Financing regulations have tightened, and are under increasing scrutiny from regulatory agencies. Bank Secrecy Act/Anti-Money Laundering regulations now cover casinos, insurers, dealers in gems and jewelry, as well as broker-dealers, and banks. Violations of these regulations, creates serious reputational, operational, and legal risks for your company.
Qualex consulting services has the expertise to assist your business in maintaining compliance with these critical regulations. We can help you to increase the accuracy and productivity of your staff, while reducing expenses, and the volume of false positives, through:
- AML Program Development
- Completion of Required Independent Reviews
- AML Training
- OFAC / Watch List and Sanction programs
- Implementation of SAS systems to capture reportable transactions and Suspicious Activity
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